Prevention of Insider Trading · PIT Compliance
Complete control over insider trading compliance.
AI-powered pre-clearance, surveillance, and audit trails — built for SEBI PIT compliance.
Approved
Pending
Rejected
| Request | Status | Risk |
|---|---|---|
| REQ-2847 · Infosys | Approved | Low |
| REQ-2848 · TCS | Pending | Medium |
| REQ-2846 · HDFC Bank | Rejected | High |
What's inside
Three pillars of PIT compliance
Live Dashboard
Full visibility into trade requests, workload, and concentration risk
Pre-Clearance Engine
Automated approval workflows with built-in policy enforcement
AI Surveillance
Risk scoring and pattern detection before violations occur
| Trader | Requests | Concentration |
|---|---|---|
| Dept A · 12 | — | — |
| Dept B · 8 | — | — |
| Dept C · 5 | — | — |
Live visibility
Real-Time Prevention of Insider Trading Visibility
A centralized dashboard that gives compliance officers a live view of every trade request — approved, pending, or rejected. Identify high-frequency traders, concentration risk in specific securities, and workload distribution across departments at a glance.
Pre-clearance
Automated Approvals. Zero Policy Gaps.
Every trade request flows through a structured review terminal — ISIN, exchange, broker details all in one view. Approve or reject with mandatory audit remarks. Holding period and contra-trade validation runs automatically in the background.
Detect risks before they become violations.
Move beyond rule-based compliance. The AI engine scores every trade for risk, detects peer trading patterns, flags velocity anomalies, and explains its findings in plain English — so your compliance team always knows what to act on and why.
- Automated Risk Scoring
- Volume & Velocity Alerts
- Plain-English AI Explanations
Restricted list
| Person | Department | Classification |
|---|---|---|
| Designee A | Compliance | Designated |
| Designee B | Management | Designated |
Governance
Blacklists, Greylists, and Designated Person Control.
Maintain strict governance over sensitive securities and designated employees. Trading restrictions trigger automatically on earnings, M&A events, or sensitive disclosures. Department-wise insider monitoring ensures no gaps in oversight.
Audit & security
Always audit-ready. Always secure.
Every compliance decision, approval, rejection, and system action is timestamped and logged in a tamper-proof audit trail. Role-based access control and encrypted data ensure your infrastructure is investor-grade and inspection-ready.
| Time | Action | User / Role |
|---|---|---|
| 14:32:01 | Approved | REQ-2847 · Compliance |
| 14:28:44 | Rejected | REQ-2846 · Compliance |
| 14:15:22 | Submitted | Trader · Dept A |
From reactive to proactive compliance.
| Without Navigate AIF | With Navigate AIF |
|---|---|
| Manual pre-clearance approvals | Automated workflow with policy enforcement |
| No pattern detection | AI risk scoring on every trade |
| Spreadsheet-based audit trails | Tamper-proof, searchable logs |
| Reactive restriction updates | Real-time event-based enforcement |
Built for SEBI PIT compliance. Ready for your next inspection.
Used by compliance officers, fund managers, and legal teams across AIF structures.
