Compliance Advisory
Expert compliance advisory. When you need it, how you need it.
From on-demand queries to ongoing retainers — Navigate AIF's compliance advisory combines seasoned AIF experts with platform-powered insights to give your fund the right guidance at every stage.
Advisors
Query → Response
Q: Fee disclosure under Reg. 2(n)?
→ Expert assigned · Response delivered
Platform
• Documented · Tracked
• Regulation mapped
Pain points
AIF compliance questions rarely have simple answers.
Regulations that change faster than internal teams can track
SEBI inspections with no structured preparation process
Fund launches where one wrong call costs months
Navigate AIF gives you access to experts who live and breathe AIF regulations — backed by a platform that keeps every answer documented, tracked, and actionable.
Advisory that covers every stage of your fund's lifecycle.
From queries and opinions to retainers and inspection prep.
On-Demand Query Resolution
Submit compliance queries and get structured, expert-reviewed responses — fast, documented, and mapped to the relevant regulation.
Talk to an AdvisorOngoing Retainer Advisory
A dedicated compliance advisor for your fund, available on a monthly retainer for continuous guidance and proactive risk flagging.
Talk to an AdvisorSEBI Inspection Preparation
End-to-end support to prepare your fund for SEBI inspections — document readiness, mock reviews, and gap remediation.
Talk to an AdvisorFund Launch Advisory
Compliance guidance from day one for new funds — structure, documentation, registration, and first-close obligations covered in full.
Talk to an AdvisorRegulatory Change Impact Assessment
When SEBI issues a new circular, get a clear assessment of how it affects your fund and what actions are required.
Talk to an AdvisorAd-Hoc Opinions & Memos
Formal written opinions and compliance memos for board presentations, investor queries, or internal documentation.
Talk to an AdvisorAdvisory query log
Not just advice. Advice you can act on and audit later.
Every query, response, opinion, and memo on Navigate AIF's advisory platform is logged, timestamped, and searchable. When your team needs to reference a past opinion, prepare for an inspection, or demonstrate regulatory diligence to investors – every interaction is right there. Human expertise, platform discipline.
Pick the model that fits your fund.
Advisory engagements are flexible – start with on-demand and move to a retainer as your needs grow.
On-Demand
Best for: Funds with occasional compliance questions or specific one-off needs
Covers:
- · Query resolution
- · Ad-hoc opinions
- · Regulatory change assessments
Retainer
Best for: Active funds with continuous compliance obligations and regulatory exposure
Covers:
- · Everything in On-Demand
- · Dedicated advisor
- · Monthly compliance review
- · Proactive flagging
Project-Based
Best for: Fund launches, SEBI inspection preparation, or specific regulatory events
Covers:
- · Scoped engagement
- · Defined deliverables & timelines
- · Dedicated team
The right compliance call, every time.
Available to all AIFs — whether you use Navigate AIF's platform or not. Backed by experts with deep experience across Category I, II, and III fund structures.
